A compliance auditor ensures companies comply with established standards, policies, and procedures, including government regulations. They review records, make recommendations to correct non-compliance, and record their findings. A bachelor’s degree in finance or accounting is typically required, along with experience in the relevant field. The job requires independence, objectivity, communication skills, and attention to detail.
A compliance auditor is tasked with auditing companies to ensure they are in compliance with established standards, policies and procedures. A person with this job may seek to ensure compliance not only with regulations the company has created, but also with those set by the government. Typically, a person who wants to become a compliance auditor receives a degree in a related subject, such as accounting or finance. Some employers may also prefer candidates with an accounting or finance background. A person interested in this career can also seek training in the specific industry they plan to work in.
Depending on where he works, a compliance auditor may work independently or perform his duties as part of a team. In this job, he typically reviews records to ensure that a company or department is operating in accordance with acceptable standards, company policies, and applicable laws. When an individual in this field discovers that a company or department is out of compliance, he or she can make recommendations to correct the problem. It can also monitor changes made to become compliant. A person in this field is also responsible for recording their findings, whether positive or negative.
An individual who wants to become a compliance auditor will typically need to complete high school and earn a bachelor’s degree in finance or accounting. While master’s degrees may not be necessary, a person interested in this career can pursue one for more job opportunities and better chances of advancement. Also, a person who is pursuing a career in this field may need experience in a financial field or the field they plan to work in. For example, a person hoping to work in the environmental resource management field might do well to gain experience with environmental regulations and requirements.
In addition to education and experience, a person who wants to become a compliance auditor often needs certain qualities to suit this job. For example, a person interested in this career is generally expected to function well independently. He must also be honest and capable of conducting objective reviews. A person who wants to become a compliance auditor usually needs good verbal and written communication skills, as well as a willingness to keep private information private. An individual in this field is also expected to be detail oriented and organized.
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